Trading and Capital-Markets Activities Manual
Publisher: Federal Reserve System | ISBN: N\A | edition 2008 | PDF | 675 pages | 3,7 mb
Provides guidance on trading operations and related capital-markets banking activities. Details sound management practices and key examination and review considerations for trading and capital-markets activities. Includes discussions of a wide range of risk management issues encountered in trading and dealer operations, including market risk, counterparty credit risk, legal risk, financial reporting, accounting, and ethics. Profiles thirty-five specific financial instruments commonly encountered in trading and capital-markets-related activities.